501 lines
30 KiB
Markdown
501 lines
30 KiB
Markdown
**Worshiping Power: An Anarchist View of Early State Formation** is a
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2017 [book](List_of_Libertarian_Socialist_Books "wikilink") by [Peter
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Gelderloos](Peter_Gelderloos "wikilink") that discusses the way that
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states form. The book mainly focuses on primary, secondary and tertiary
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state formation.
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## Summary
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### I. Take Me to Your Leader: The Politics of Alien Invasion
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In order for states to destroy [horizontal, egalitarian
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societies](List_of_Libertarian_Socialist_Societies "wikilink") or
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movements, they need to appoint some kind of hierarchical leadership.
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Examples include colonial societies drawing artificial borders of
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indigenous groups and appointing chiefs, taking local cultures and
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writing out formal legal codes. Indigenous councils and governments were
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set up in [Australia](Australia "wikilink"), [Canada](Canada "wikilink")
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and the [USA](United_States_of_America "wikilink") in order to serve as
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mediators between the government (allowing for a weakening of indigenous
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social movements by forcing them to become lawyers and the easy
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exploitation of indigenous land for mining, farming or forestry). States
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used a combination of subsidies and repression to destroy the trade
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union movement, turning it away from effective, horizontal forms of
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organisation and into hierarchical, bureaucratic bodies incapable of
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fully realising [workers'
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self-management](Workers'_Self-Management "wikilink"). The media
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frequently appoint 'leaders' and 'spokepersons' for rebellions and
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protests in urban areas, weakening them.
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The reasoning is simple. Hierarchical societies are easier to control,
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and hierarchies cannot defend themselves from more powerful hierarchies.
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Officials from a state cannot easily communicate with members of a
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society in which decisions are made in [open
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assemblies](Democratic_Assembly "wikilink"), or societies with
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decentralised rather than centralised decision-making. When a state
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communicates with another society, it is interested in transmitting
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orders or legislating agreements, not in contributing its perspective to
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the multitude. Furthermore, the population of a hierarchical society is
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already organized, in some form or another, in order to be ruled,
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whereas an egalitarian society is in fact organized, to varying extents,
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specifically so as not to be ruled.
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Thus the state needs various 'handles' or hierarchies it can exploit to
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develop into more sophisticated forms of domination and power in
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stateless societies. In purely horizontal societies without these
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hierarchical structures, states tend to resort to all out strategies of
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extermination and genocide. If they cannot be militarily defeated, the
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state will resort to enforcing tribute (where the indigenous must
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extract and give away resources to avoid invasion, effectively an
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extortion racket) and slower forms of genocide (ie kidnapping children
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and introducing narcotics into the area). Occasionally, the horizontal
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society will realise the threat of the state and appoint diplomats to
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try and negotiate, keeping the state back for as long as possible and
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win favourable trade deals. This strategy usually backfires horribly, as
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the diplomats make deal with the states to become a new ruling class in
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exchange for survival, leading to the formation of the *[reluctant
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client state](Reluctant_Client_State "wikilink")*.
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The Roman Empire contented itself with tribute from the Germanic tribes
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it could not conquer. French colonization in North America largely
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failed to induce the decidedly anti-authoritarian Algonquian tribes to
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develop state structures. Instead they sought tribute in the form of the
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fur trade, and opted for slower, less dramatic forms of genocide—like
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kidnapping native youth and forcing them into abusive Jesuit schools
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where they would have to adopt the language and culture of the
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colonizer. The modern Botswana state uses forced resettlement against
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the horizontal San hunter-gatherers. Examples of colonizing states using
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total extermination against resolutely anti-authoritarian peoples
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abound, such as the Dutch extermination of the natives of the Banda
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islands, the [British genocide in
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Tasmania](Black_War_\(Tasmania\) "wikilink"), or the repeated massacres
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of California natives by US settlers. The agents of colonization used
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diplomacy and commerce, with a symbolic battle or massacre thrown in to
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demonstrate their superiority. They make alliances, give gifts, play
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local enemies off one another, win trading partners, favor compliant
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leaders or representatives, kill or marginalize defiant ones, and
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gradually try to bring their new allies into a client relationship,
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seeking their dependence.
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Of course, many stateless people (or people living in states in a
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disadvantaged position, like slaves or the discriminated against) fight
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rebellious wars or create autonomous communities to fight against the
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state. However, these rebellious efforts can create states in
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themselves, as people seek to partially imitate their oppressors by
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adopting a hierarchical military, thus creating their own states in the
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effort to resist a state (forming the [*rebel
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state*](Rebel_State "wikilink")) Though it seems paradoxical, in the end
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it is a common occurrence for a colonized people to imitate the
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colonizer even as they rebel against them.
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### II. Ze Germans: A State-Making Technology
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### III. Save Me from Yourself: The Statist Spread of Salvation Religions
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### IV. Sleeper States and Imperial Imaginaries: Authority’s Afterlife and Reincarnation
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### V. The Modern State: A Revolutionary Hybrid
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### VI. Zomia: A Topography of Positionality
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It is worth quoting the closing passages of Tacitus’s Germania in full:
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Here Suebia ends. I do not know whether to class the tribes of the
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Peucini, Venedi, and Fenni with the Germans or with the Sarmatians. The
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Peucini, however, who are sometimes called Bastarnae \[around
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present-day Slovakia or western Ukraine\], are like Germans in their
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language, manner of life, and mode of settlement and habitation. Squalor
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is universal among them and their nobles are indolent. Mixed marriages
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are giving them something of the repulsive appearance of the Sarmatians.
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The Venedi \[around present-day Belarus\] have adopted many Sarmatian
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habits; for their plundering forays take them over all the wooded and
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mountainous highlands that lie between the Peucini and the Fenni.
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Nevertheless, they are on the whole to be classed as Germans; for they
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have settled homes, carry shields, and are fond of travelling—and
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travelling fast—on foot, differing in all these respects from the
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Sarmatians, who live in wagons or on horseback. The Fenni \[around
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present-day Lithuania\] are astonishingly savage and disgustingly poor.
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They have no proper weapons, no horses, no homes. They eat wild herbs,
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dress in skins, and sleep on the ground. Their only hope of getting
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better fare lies in their arrows, which, for lack of iron, they tip with
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bone. The women support themselves by hunting, exactly like the men;
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they accompany them everywhere and insist on taking their share in
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bringing down the game. The only way they have of protecting their
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infants against wild beasts or bad weather is to hide them under a
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makeshift covering of interlaced branches. Such is the shelter to which
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the young folk come back and in which the old must lie. Yet they count
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their lot happier than that of others who groan over field-labour, sweat
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over house-building, or hazard their own and other men’s fortunes in the
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hope of profit and the fear of loss. Unafraid of anything that man or
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god can do to them, they have reached a state that few human beings can
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attain: for these men are so well content that they do not even need to
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pray for anything. What comes after them is the stuff of fables—Hellusii
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and Oxiones with the face and features of men, the bodies and limbs of
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animals. On such unverifiable stories I shall express no opinion. \[82\]
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As the Roman historian’s gaze moves farther and farther from the
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boundaries of the empire, passing through diminishing rings of state
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influence, patriarchy, hierarchy, capitalist values, and scientific
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certainty progressively disappear.
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Environmental determinist explanations for state formation tend to focus
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on original states. Because original states had the cards stacked
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against them more than subsequent states, with state formation being so
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actively resisted, we can accept that the first states arose within a
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narrow range of ecological niches—those that presented the fewest
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disadvantages—without assuming that the geography determined the state.
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The inadequacy of the determinist lens becomes even more evident when
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one examines secondary state formation. A map alone—coded to indicate
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rainfall, soil type, elevation, and other data—could not allow us to
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predict with high accuracy which parts of northern Africa, Europe, and
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western Asia would be stateless, and to what degree, in the first
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millennium of the current era. Geographic conditions in the Baltic
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countries, the plains to the northeast of the Carpathians, or the
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Maghreb were no more hostile to state formation than they were in the
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Iberian Peninsula, England, or the original Russian territories. From
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the Cherusci to the Fenni, peoples across Europe responded to the
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pressures and influences exerted by the Roman Empire and subsequent
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states, and positioned themselves accordingly.
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This is not to say that a state’s influence diminishes smoothly with
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distance and that anarchy therefore is a reactive function of remoteness
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from existing states. Fiercely anarchic societies have existed and
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thrived directly next to or even in the midst of the claimed borders of
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powerful states. Speaking of Zomia, the highland area that extends
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across Southeast Asia, James C. Scott writes:
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After a demographic collapse following a famine, epidemic, or war
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\[broadly speaking, state effects\]—if one were lucky enough to have
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survived—swiddening \[the practice of shifting and diversified
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agriculture generally associated with stateless peoples in the region\]
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might become the norm, right there on the padi plain. State-resistant
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space was therefore not a place on the map but a position vis-à-vis
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power; it could be created by successful acts of defiance, by shifts in
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farming techniques, or by unanticipated acts of god. The same spot could
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oscillate between being heavily ruled or being relatively independent,
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depending on the reach of the padi state and the resistance of its
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would-be subjects. \[83\]
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Additionally, “the choice between padi planting \[necessary for state
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formation but not inevitably associated with it\] and swiddening is more
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likely to be a political choice than a mere comparative calculation of
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calories per unit of labor.” \[84\] Elsewhere, for example discussing
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Chin attempts to resist and avoid British domination, Scott drives home
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the point that the political choice of resistance, and the very
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construction of a society’s fabric, often trumped economic
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considerations.
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A stateless society in Zomia could practice padi \[rice\] planting as
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easily as swiddening, but the closer an anarchic society is to a state,
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the more it requires a wide range of defensive advantages—prominent
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among them, geography and subsistence techniques—in order to survive.
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Thus, as state power grows in history, the more it appears that
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inaccessible geography or supposedly primitive modes of production
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determine anarchic social organization, though in reality they are only
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enabling features often sought out by stateless societies as a
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reflection of their decision to resist state power.
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States, then, usually arose in geographical settings where the massive,
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irrigated cultivation of the local cereal (rice, wheat, maize, etc.) was
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feasible, though they were often parasites to innovation rather than the
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original architects of irrigation, city-building, and agriculture. Once
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they had latched onto a subject population they certainly encouraged
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these activities and modulated them to encourage centralization.
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Presumably, societies that evolved to become anti-state rather than
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merely stateless, learned to reject such activities and develop others
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that would give them symbolic and technical advantages in their fight
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against state authority.
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Many states collapsed due to problems of their own creation, such as
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famine, epidemics, and warfare. \[85\] But they usually came back, and
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over time, demonstrated their dominance within a narrow ecological
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niche. Peoples determined to be stateless therefore developed, with
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time, an identification with opposite subsistence practices, such as
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foraging, hunting, swiddening, and pastoralism, and with opposite
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ecological niches, such as mountains, deserts, forests, and swamps.
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To counteract this migration, both physical and philosophical, away from
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the realms of its domination, the early state had to develop
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organizational and ideological tools to retain its subjects. As Scott
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amply demonstrates, the states of Southeast Asia have historically been
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obsessed with captivating their own populations. He quotes dozens of
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adages and stratagems from all the states of the region, all similar to
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the following, taken from a “Chinese manual on governance” from over a
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thousand years ago: “If the multitudes scatter and cannot be retained,
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the city-state will become a mound of ruins.” \[86\]
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The Catholic Church, after the collapse of the Roman Empire, tried to
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accomplish the same objectives as the mandala states of Southeast Asia.
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Many early Catholic saints were civilizers and cultivators whose
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miracles are related to acts of settlement, deforestation, clearing,
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draining, and planting, taming the wilderness that had once again come
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to cover Europe in the freedom of the Dark Ages. \[87\] In the Iberian
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Peninsula, many pioneering villages corresponded to the sagrera model,
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in which a newly constructed church would automatically gain ownership
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over the lands within a certain distance from its walls. The peasants
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worked the church lands, and also carried out subsistence activities in
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the unclaimed forests and fields beyond the sagrera. The model was,
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fundamentally, a religious protection racket. By living within the
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sagrera (and working its fields), the peasants protected themselves from
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acts of raiding or usurpation by nobles (commoners were not, contrary to
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current misconceptions, powerless before nobles, but smaller groups of
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peasants might have a harder time getting their commune officially
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recognized by royal authority, which based much of its early power on
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its function of arbiter between the nobility and the commoners).
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Especially in more mountainous and rural regions throughout the early
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Middle Ages, a principal difference distinguishing Christian from pagan
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peasants was whether they submitted to the protection racket and agreed
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to live in the Church’s shadow, or whether they tried to maintain
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autonomous communities. Their religious practices—consistently syncretic
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and often crossing the line into blasphemy, heresy, and polytheism—were
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far from sufficient to qualify them as believers.
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On the organizational plane, warfare was one of the first and most
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common measures deployed to achieve and maintain the labor-power states
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needed for their existence. This involved “forcibly resettling war
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captives by the tens of thousands and by buying and/or kidnapping
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slaves.” But as captives ran off, states had to develop complementary
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methods. Subsistence activities and living outside of sanctioned
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villages were prohibited, and state planners developed legal and
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economic mechanisms, with the aim of forcing their subjects to choose
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between grain cultivation and starvation. Tattooing or even branding of
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subjects became common in certain places. The destruction of wild places
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was another obvious tactic, if we accept the pathological mentality of
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states and their agents. “Cut the forests, transform the forests into
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fields, for then only will you become a true king,” as a ruler in
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ancient Mali was instructed. \[88\] Forests were cleared, herds were
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exterminated, marshes were drained. In more recent times, states have
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been able to add the wholesale destruction of mountains to their
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repertoire (first with megadam projects and then with mountaintop
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removal mining).
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Contrary to the mythology of social peace, which would have us believe
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that state evasion is a thing of the past, this war on the world, this
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wholesale destruction of places that favor ungovernability, is a
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preoccupation that has stayed with states up until the present day.
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Scott notes that the marshes on the lower Euphrates and the Pontian
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marshes near Rome, each of them locations that have long harbored
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rebels, outlaws, and state evaders right in the midst of two of the
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cradles of civilization, were drained in the twentieth century by Saddam
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Hussein and Benito Mussolini, respectively; he also mentions the Great
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Dismal Swamp, one of the most important foci of indigenous, African, and
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fugitive European resistance to colonization on North America’s eastern
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seaboard. \[89\] And to this we can add the destruction of another
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anarchic zone, the Appalachian Mountains, particularly the attempt to
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carry out mountaintop removal mining on Blair Mountain, the site of a
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short war between an interracial group of coal miners and the US
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government, in 1922.
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Social conflict can also turn once civilized territory into a liberated
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space of resistance, self-organization, and illegibility. At the end of
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the American Civil War, state power in the South had collapsed, and
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through Reconstruction, the northern bureaucracy and northern
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capitalists worked with the southern planting aristocracy to put the
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former slaves back to work, either as wage laborers or as enslaved chain
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gang prisoners. The overwhelming preference of the newly liberated
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Africans, however, was to engage in illegible, non-monetary subsistence
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activities like gardening, hunting, and fishing, to feed themselves as
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communities rather than laboring for the production of cash crops like
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rice and cotton. The State changed or broke its own laws to dispossess
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Africans, Native Americans, and poor whites of the newly expropriated
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plantations, drained the marshes and cut down the pine barrens that
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often served as refuge for liberated communities, and instituted a reign
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of terror through the indistinguishable forces of the police and white
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vigilantes like the Ku Klux Klan to enforce racial separation and to
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teach the citizenry that freedom was only granted to those who worked,
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and “work” meant working for a rich person and never for one’s own
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self-sufficiency; whether the labor contract was negotiated with whips
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and chains or with salaries and evictions proved to be a mere detail. In
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places like the Ogeechee Neck, where former slaves evicted the planter
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aristocracy and their overseers and communalized the land, the military
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had to come in to crush the rebellion. \[90\]
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Urban zones of evasion have opened up in the cities of many modern
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states, with subcultures, ethnic minorities, or large and heterogeneous
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groups taking advantage of capitalist decadence to transform entire
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neighborhoods into areas where census-taking, tax- and rent-collecting,
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policing, the centralized control of popular culture, and the
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enforcement of labor discipline all become difficult or impossible.
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Police campaigns of criminalization and gentrification—which is
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instigated by state planners more often than is commonly recognized—are
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the main, and usually complementary, methods for demolishing resistant,
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autonomous, illegible neighborhoods and constructing pacified, striated,
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legible residential and commercial zones in their place. San Francisco’s
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Mission District, Harlem and the Lower Eastside in New York, Kreuzberg
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in Berlin, Raval and Gràcia in Barcelona, and the Cabanyal in València,
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are all good examples of state evasion and the reimposition of state
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control.
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A long-standing task of municipal police and bureaucracies has been the
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prohibition of street vending, the direct sale of their wares or produce
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by small-scale artisans, who liberate themselves of the costly,
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dependency-creating burdens of taxation, regulation, and rent. The
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primary purpose of such state mechanisms is neither quality control nor
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consumer protection, but the protection of shop owners and large
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producers, and the prohibition of self-sufficiency. Even poorer urban
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denizens might liberate themselves from the money economy and thus the
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slavery of wage labor through squatting and dumpster-diving, both of
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which are increasingly prohibited through legal and architectural means.
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The latter might include the demolition or semi-legal renting of vacant
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units, as commonly occurs in Spain and the Netherlands, respectively;
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and as far as dumpstering is concerned through the use of trash
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compactors or underground waste storage. Dumpstering, today, is the
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malnourished final heir of a once proud tradition of rural commoning
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that included gleaning in the fields after harvest or gathering
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brushwood in the forests enclosed by lords and landowners, a practice
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that came to be harshly punished by the UK’s Black Act and other laws in
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the eighteenth century. \[91\]
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From the beginning, architecture has been a principal means of exerting
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control, organizing the population so that it is more comprehensible to
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state surveillance and more susceptible to state administration, and
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structuring certain forms of blackmail and coercion into the fabric of
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social life. I give an anarchist history tour where I currently live in
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Barcelona, and over several years of compiling radical histories and
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chronicling the development of social control, I have come across an
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important pattern. \[92\] A striking feature of all state interventions
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in urban architecture is the remarkable convergence between the
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strategic interest of exerting military control over the population, the
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sociocultural interest of breaking up autonomous lower-class
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neighborhoods, and the commercial interest of spurring legible economic
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growth, sometimes to the point that they become indistinguishable. I
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would argue that this dynamic reflects the essence of the social war and
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can be found even in the earliest state interventions, although the
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element of this trinity that is often posited as the foundation or
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fundamental cause, the profit motive, can in fact be considered
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extraneous in the short term. It is icing on the cake, a way for state
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planners to communicate shared interests with the economic elite, and in
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the long run, necessary for the state to fuel its processes of power
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accumulation and social control, but it is by no means the sine qua non
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of civilization. On the contrary, countless states have bankrupted
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themselves in pursuit of the social war, and not every state that has
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gone bankrupt has disappeared. Nor have all states held back from
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destroying the productive processes they feed off of, when it was a
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question of asserting social control.
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This authoritarian convergence can also include non-state actors
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applying progressive values they believe will make the world a more
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equitable place, such as progressive environmental activists who help
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modern states to wipe out state-resistant practices like swiddening
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agriculture, which they hypocritically and myopically blame for larger
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environmental problems. \[93\]
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A common example of architectural control is the near universal location
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(under non-modern states) of granaries within the city walls, where they
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will be under the control of the civilization’s more privileged castes.
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Considering the city walls themselves, which frequently exhibit a
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structure of two or more tiers, we can intuit a few things about
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non-modern states’ treatment of the middle classes, the artisans and
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merchants. They were privileged, sheltered, culturally separated from
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the peasants, but were also kept close, under the control of the rulers,
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and thus generally or partially prohibited from an independent or
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illegible economic activity.
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Walls have also existed on a much greater scale. Contrary to popular
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belief, or rather, the belief inculcated by statist education, the Great
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Wall of China was constructed at least as much to keep the empire’s
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citizens in as to keep the barbarians out.
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Hadrian’s Wall, built by the Romans in the British Isles, served the
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same dual purpose. Yet we are systematically taught that the only
|
||
purpose of the wall was to keep out the barbarians, who always remain on
|
||
the wrong side of history. The student is trained to view them from this
|
||
side of the wall. The needs of state are privileged, whereas the
|
||
stateless are presented as dangerous, opaque, and ultimately evil
|
||
outsiders.
|
||
|
||
Such walls are also important as symbols, and complementary to the
|
||
State’s organizational efforts to capture and retain subjects is a
|
||
whole array of ideological efforts that to this day shape what it means
|
||
to be a state subject. Religion, history, citizenship, nationality, and
|
||
identity as we know it all train us to be incapable of imagining our
|
||
lives outside of state authority. All of us grow up believing that the
|
||
State is an inevitable and universal evolution for humankind that
|
||
improved the quality of our lives; only later are we given access to the
|
||
information that conflicts with this narrative, once it already
|
||
constitutes our fundamental worldview and sense of self. We grow up
|
||
lacking information about contemporary or historical stateless peoples.
|
||
The vast majority never surpass this ignorance. States and their leaders
|
||
are fed to us as the protagonists of history, and when the stateless
|
||
cannot be symbolically suppressed as primitive, savage, obsolescent,
|
||
ignorant, evil, or terrorist, they are relegated to the shadowy backdrop
|
||
of a stage the State clearly commands.
|
||
|
||
Anticapitalists will often insist that the purpose of public education
|
||
is to prepare workers. This is balderdash, a perfect example of dogma
|
||
obviating reality. The vast majority of the lesson plan, once a pupil is
|
||
literate and knows the most basic maths, is irrelevant to the tasks of
|
||
the future worker, unless we count the abilities to follow orders,
|
||
accept confinement, and complete meaningless tasks; however, those
|
||
skills are required of all citizens, employed or unemployed, prole or
|
||
petty-bourgeoisie. A typical worker has absolutely no need to know about
|
||
ancient Egypt, William Shakespeare, or basic chemistry. No, the
|
||
fundamental purpose of education is to civilize children, and a large
|
||
part of this means filling their heads with the lies that are necessary
|
||
to make them always view history and society from the perspective that
|
||
privileges state power.
|
||
|
||
In recent literature, Hadrian’s Wall has come back to us as the Wall in
|
||
George R.R. Martin’s Songs of Ice and Fire. An intelligent writer,
|
||
Martin has incisively deconstructed the romantic aspects of state
|
||
mythology. In his worldview, statecraft is a bloody, authoritarian, and
|
||
cynical affair. Many of his most sympathetic characters are rebels who
|
||
fight authority or tragic characters who are foolishly dedicated to the
|
||
sham principles the State hypocritically espouses. Stateless people are
|
||
often depicted in a positive light; the most prominent example call
|
||
themselves the “Free Folk” and they refer to their statist neighbors as
|
||
“kneelers.” It is curious to see, at the vanguard of the popular
|
||
imaginary, which aspects of state mythology can be dismantled, and which
|
||
cannot. The stateless peoples in Songs of Ice and Fire are still kept to
|
||
the margins of history, and do not have any voice capable of offering an
|
||
anarchic solution to society. They remain a relic.
|
||
|
||
As for the Wall, as brutally honest as is the portrayal of statecraft in
|
||
these novels, mass abandonment of the State is never brought up as an
|
||
option. “Going savage” is not considered as a possibility. \[94\] The
|
||
Wall does not exist to keep the kneelers in, but only to keep out the
|
||
“wildlings,” and an even greater evil: the Others. The Others are a
|
||
completely unnatural monstrosity. What remains beyond the consciousness
|
||
of these novels is that the origin of monsters within our collective
|
||
imaginary is in the very margins of the State. Whether the source is the
|
||
fables of ancient Greek travelers, the more scientific account of
|
||
Tacitus, or the racialized fantasy of writers like J.R.R. Tolkien and
|
||
C.S. Lewis, monsters may only thrive where civilization and state
|
||
authority are weak. In other words, the monsters also represent
|
||
stateless people (or more broadly, forms of life, since humanity as
|
||
distinct from animality also blurs beyond the borders of the State).
|
||
Evil, in our imaginary, owes its existence entirely to the ideological
|
||
machinations of the State. (Making a similar point regarding the Early
|
||
Middle Ages, Le Goff notes that peasant morality was characterized by an
|
||
ambiguity between good and evil, in total contrast with the moralistic
|
||
dualism of the clergy. \[95\] ) In other words, Martin, though his
|
||
vision is admirable, has done nothing more than give us a multicultural
|
||
fantasy with good savages and evil savages, but in the end the narrative
|
||
is the same one that has played out—no, that we have been forced to play
|
||
out, and to swallow, and to play out again, until we believe it, until
|
||
we cannot question it and are no longer aware of its existence—for
|
||
thousands of years. In this context, it is tragically hilarious how
|
||
liberals speak of freedom of expression, as though it were a meaningful
|
||
concept. At a fundamental level, all expression in our civilization is
|
||
saying the same thing.
|
||
|
||
What would change if everyone grew up knowing that states built walls to
|
||
keep their subjects in, that a great motor of history was the state need
|
||
to coerce people into being its subjects, that all of us, in one way or
|
||
another, are the descendants of slaves, and that the mechanisms of our
|
||
enslavement have never disappeared, only been elaborated?
|
||
|
||
### VII. Chiefdoms and Megacommunities: On the Stability of Non-State Hierarchies
|
||
|
||
### VIII. They Ain’t Got No Class: Surpluses and the State
|
||
|
||
### IX. All in the Family: Kinship and Statehood
|
||
|
||
### X. Building the Walls Higher: From Raiding to Warfare
|
||
|
||
### XI. Staff and Sun: A New Symbolic Order
|
||
|
||
### XII. A Forager’s Mecca: Dreams of Power
|
||
|
||
### XIII. From Clastres to Cairo to Kobane: Learning from States |